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Writer's pictureJim Perkins

Inherited IRAs and 401(k)s - Part 1

Understanding the SECURE Act Update: A Guide for Inherited Retirement Accounts



The Setting Every Community Up for Retirement Enhancement (SECURE) Act, enacted in 2019, brought significant changes to retirement and tax-advantaged accounts. However, it also introduced complexities, particularly concerning the distribution requirements for inherited retirement accounts. After years of anticipation, the Treasury Department has provided much-needed clarity.


Historical Context of the SECURE Act

Originally, the SECURE Act aimed to enhance retirement security across the board. One of its notable changes was the introduction of the 10-Year Rule for non-spousal beneficiaries of retirement accounts, such as IRAs and 401(k)s. This rule replaced the previous provision that allowed beneficiaries to stretch out withdrawals over their lifetime.


The Treasury’s Clarification

On July 18, 2024, the IRS issued final regulations that addressed the confusion surrounding the 10-Year Rule1. The key takeaway is that most non-spousal beneficiaries are now required to make Required Minimum Distributions (RMDs) during the first nine years, with the entire account balance to be depleted by the end of the tenth year.


Who Is Affected?

The 10-Year Rule and the RMDs apply to most non-spousal beneficiaries. This includes children, grandchildren, or any other individual who inherits an IRA or 401(k). It’s important to note that these rules do not apply to spouses who inherit retirement accounts.


Implications for Financial Planning

The final regulations have significant implications for estate planning and retirement strategies. Financial advisors and wealth managers must now navigate these rules to optimize their clients’ inheritance strategies. The regulations also underscore the importance of staying informed about legislative changes that can impact financial planning.


Moving Forward

As the Treasury Department and IRS have now issued their final regulations, it’s crucial for advisors and beneficiaries to understand and comply with these updated rules. The regulations not only clarify the SECURE Act’s provisions but also ensure that the intent of the law is carried out effectively.

For a more in-depth analysis and future updates on the SECURE Act and its implications, call us at 847-474-1400.


Quantum Private Wealth LLC. is an investment adviser located in Tampa, Florida. Quantum Private Wealth LLC. is registered with the Securities and Exchange Commission (SEC). Registration of an investment adviser does not imply any specific level of skill or training and does not constitute an endorsement of the firm by the Commission. Quantum Private Wealth LLC. only transacts business in states in which it is properly registered or is excluded or exempted from registration. A copy of Quantum Private Wealth's current written disclosure brochure filed with the SEC which discusses among other things, our business practices, services, and fees, is available through the SEC’s website at: www.adviserinfo.sec.gov.

Please note, the information provided in this document is for informational purposes only and investors should determine for themselves whether a particular service or product is suitable for their investment needs. Please refer to the disclosure and offering documents for further information concerning specific products or services.



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